-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OEZC9V4h4hO3cOVceDX+rEzShn0YxPD9O3mvw0H9km3K1SIcZvPY3r3L/cJocZ9Y v7eF80noTpjXRxX3rAicMA== 0000932384-97-000064.txt : 19970222 0000932384-97-000064.hdr.sgml : 19970222 ACCESSION NUMBER: 0000932384-97-000064 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970219 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FISCHER IMAGING CORP CENTRAL INDEX KEY: 0000750901 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 362756787 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45235 FILM NUMBER: 97538563 BUSINESS ADDRESS: STREET 1: 12300 N GRANT ST CITY: DENVER STATE: CO ZIP: 80241 BUSINESS PHONE: 3034526800 MAIL ADDRESS: STREET 1: 12300 NORTH GRANT STREET CITY: DENVER STATE: CO ZIP: 80241 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NIELDS MORGAN W CENTRAL INDEX KEY: 0000940665 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O FISCHER IMAGING CORP STREET 2: 12300 N GRANT ST CITY: DENVER STATE: CO ZIP: 80241 MAIL ADDRESS: STREET 1: C/O FISCHER IMAGING CORP STREET 2: 12300 N GRANT ST CITY: DENVER STATE: CO ZIP: 80241 SC 13G 1 FOR MORGAN W. NIELDS THIS DOCUMENT IS A COPY OF THE 13G PREVIOUSLY FILED ON FEBRUARY 18, 1997 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) FISCHER IMAGING CORPORATION - ---------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - ---------------------------------------------------------------------- (Title of Class of Securities) 337719 10 8 ------------ (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) ______________________ [FN] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages FISCHER IMAGING CORPORATION SCHEDULE 13G CUSIP NO. 337719 10 8 - ---------------------------------------------------------------------- - ---------------------------------------------------------------------- (1) Name of Reporting Person; S.S. or I.R.S. Identification No. MORGAN W. NIELDS - ---------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) [ ] of a Group (See Instructions) (b) [ ] N/A - ---------------------------------------------------------------------- (3) SEC Use Only - ---------------------------------------------------------------------- (4) Citizenship or Place of Organization UNITED STATES - ---------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 763,427 Beneficially Owned ----------------- by Each Reporting (6) Shared Voting Power 289,466 --------------- Person With (7) Sole Dispositive Power 763,427 ----------------- (8) Shared Dispositive Power 289,466 --------------- - ---------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,052,893 SHARES - ---------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) [ ] Excludes Certain Shares (See Instructions) Page 2 of 7 Pages FISCHER IMAGING CORPORATION SCHEDULE 13G CUSIP NO. 337719 10 8 - ---------------------------------------------------------------------- - ---------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 15.0% - ---------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) IN - ---------------------------------------------------------------------- Page 3 of 7 Pages FISCHER IMAGING CORPORATION SCHEDULE 13G CUSIP NO. 337719 10 8 - ---------------------------------------------------------------------- - ---------------------------------------------------------------------- Item 1(a). Name of Issuer: FISCHER IMAGING CORPORATION Item 1(b). Address of Issuer's Principal Executive Offices: 12300 NORTH GRANT STREET THORNTON, COLORADO 80241 Item 2(a). Name of Person Filing: MORGAN W. NIELDS Item 2(b). Address of Principal Business Office: 12300 NORTH GRANT STREET THORNTON, COLORADO 80241 Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: COMMON STOCK, PAR VALUE $0.01 PER SHARE Item 2(e). CUSIP Number: 337719 10 8 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: NOT APPLICABLE. Item 4. Ownership Page 4 of 7 Pages FISCHER IMAGING CORPORATION SCHEDULE 13G CUSIP NO. 337719 10 8 - ---------------------------------------------------------------------- - ---------------------------------------------------------------------- Amount Beneficially Owned: 1,052,893 shares Percent of Class: 15.0% Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 763,427 (ii) shared power to vote or to direct the vote: 289,466 (iii) sole power to dispose or to direct the disposition of: 763,427 (iv) shared power to dispose or to direct the disposition of: 289,466 Item 5. Ownership of Five Percent or Less of a Class: NOT APPLICABLE. Item 6. Ownership of More than Five Percent on Behalf of Another Person: NOT APPLICABLE. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: NOT APPLICABLE. [FN] As of February 11, 1997. Includes (1) 697,177 shares owned directly by Mr. Nields, (2) 66,250 shares beneficially owned by Mr. Nields pursuant to currently exercisable options, or options exercisable within sixty days of February 11, 1997, granted to Mr. Nields by Fischer Imaging Corporation under its employee stock option plan and (3) 170,523 shares held by The Robert L. Nields Trust and 118,943 shares held by the Florence Wesson Nields Trust (both trusts, collectively, the "Trusts") of which shares Mr. Nields, as a co- trustee and beneficiary of the Trusts, may be deemed to be the beneficial owner. Mr. Nields disclaims beneficial ownership of the shares held by the Trusts except to the extent of his proportionate interest as beneficiary of the Trusts. Based on 7,024,385 shares of Common Stock deemed to be outstanding on February 11, 1997. Page 5 of 7 Pages FISCHER IMAGING CORPORATION SCHEDULE 13G CUSIP NO. 337719 10 8 - ---------------------------------------------------------------------- - ---------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group: NOT APPLICABLE. Item 9. Notice of Dissolution of Group: NOT APPLICABLE. Item 10. Certification: NOT APPLICABLE. Page 6 of 7 Pages FISCHER IMAGING CORPORATION SCHEDULE 13G CUSIP NO. 337719 10 8 - ---------------------------------------------------------------------- - ---------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 1997 ____________________________________ Signature Morgan W. Nields Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----